Becker & Poliakoff
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Securities and Corporate Finance


Becker & Poliakoff represents public and private issuers, venture capitalists, angel investors and investment bankers in a wide range of securities transactions including public and private offerings, acquisitions and exchange offerings and shareholder rights plans. We also counsel clients on compliance with securities laws and the disclosure and filing requirements of the Securities and Exchange Commission, the New York Stock Exchange and Nasdaq, and other exchanges and self regulatory bodies. Our clients range from start-ups and mid-level growth companies to seasoned enterprises in a broad range of industries.

Corporate Finance
  • Initial public offerings

  • Public offerings and placements of debt and equity securities

  • PIPE Transactions

  • Rule 144A and Regulation S offerings

  • Private debt offerings

  • Offerings by mezzanine and leveraged buyout funds

  • Rights offerings and exchange offers

  • Capital raising and risk-hedging transactions

Victor J. DiGioia, 212-599-3322, vdigioia@becker-poliakoff.com